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美国证券交易委员会（SEC）发布了2027财年检查优先事项，将先进AI（包括“超级智能”）以及代币化证券列为重点监管对象，涵盖市场基础设施、网络安全和投资者保护等风险领域。

Anthropic's S-1 IPO prospectus omits key financial figures, including third-quarter revenue and compute lease terms, raising questions about disclosure practices and AI investment uncertainty ahead of its public debut.

Coinbase CEO Brian Armstrong praises the SEC's proposed merit-based private market access in the US, arguing it would let retail investors participate in private markets rather than leaving opportunities only to the wealthy.

The U.S. Securities and Exchange Commission is left with a single sitting commissioner, meaning one person now constitutes a quorum for the agency's decision-making amid ongoing regulatory actions.

SEC起诉两家私募基金顾问，指控其挪用投资者资金，谎称资金用于购买OpenAI、SpaceX等公司IPO前股份，实际资金被用于夜总会消费和其他个人开支。

Tesla has received a no-action letter from the SEC for its proposed Issuer Voluntary Retail Voting Program, which aims to empower retail investors by allowing them to set standing voting instructions for shareholder meetings.

A federal judge reluctantly approved a $1.5 million settlement between Elon Musk and the SEC over a stock disclosure violation, despite finding the penalty insufficient and expressing concerns about the deal.

SpaceX will announce news via its X account instead of newswires, as disclosed in an SEC filing, with the X account and investor page as official channels.

OpenAI's CRO claims Anthropic's $30 billion run rate is overstated by ~$8 billion due to gross accounting on cloud reseller transactions; the SEC may need to set precedent for AI companies using hyperscaler distribution.

OpenAI announced the confidential submission of a draft S-1 registration statement to the SEC for a potential initial public offering, though no timing has been decided.

Anthropic has confidentially submitted a draft S-1 registration statement to the SEC, indicating it may pursue an initial public offering pending SEC review.

Republican state attorneys general have asked the SEC to review Sam Altman's business dealings, potentially impacting his leadership at OpenAI.

Two news items: Google and Blackstone announced a $5B TPU cloud joint venture with 500MW expected online in 2027, introducing private infrastructure capital into AI infrastructure; if the SEC allows third-party tokenized stocks, it would benefit crypto trading platforms, but this has not yet materialized.