利用大型语言模型扩展定性分析:人类与大型语言模型协作编码的智能编码员框架的开发与验证

arXiv cs.AI 论文

摘要

论文提出 Smart Coder 框架,通过指令、提示策略和可靠性检查三阶段结构化人机协作的定性编码流程,并在 72 份中学数学教师访谈转录中验证,表明指令与思维链提示能显著提升 LLM 编码一致性。

arXiv:2610.33205v1 Announce Type: new Abstract: Current uses of large language models (LLMs) for qualitative coding often rely on ad hoc prompting with limited guidance for reliability and human oversight. To address these limitations, we propose the Smart Coder Framework, a three-phase approach structuring human-LLM collaborative coding through Instruction, Prompt Strategy, and Reliability Check. We evaluated the framework using 72 middle-school mathematics teacher interview transcripts and a human-consensus benchmark. A factorial design compared instructed versus uninstructed prompts, few-shot versus few-shot plus chain-of-thought prompting, and single-pass versus self-consistency coding. Twelve transcripts were used for prompt development and calibration, and 60 for the formal evaluation. In the results, instruction consistently improved agreement. Chain-of-thought further improved agreement under adequate instruction, and self-consistency produced smaller, theme-dependent gains but helped identify unstable decisions for human review. Performance also varied by transcript characteristics. Overall, the framework systematically structures and monitors LLM-assisted qualitative coding while preserving human authority over coding decisions.
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# Scaling Qualitative Analysis with Large Language Models: Development and Validation of the Smart Coder Framework for Human-LLM Collaborative Coding
Source: [https://arxiv.org/abs/2610.33205](https://arxiv.org/abs/2610.33205)
[View PDF](https://arxiv.org/pdf/2610.33205)

> Abstract:Current uses of large language models \(LLMs\) for qualitative coding often rely on ad hoc prompting with limited guidance for reliability and human oversight\. To address these limitations, we propose the Smart Coder Framework, a three\-phase approach structuring human\-LLM collaborative coding through Instruction, Prompt Strategy, and Reliability Check\. We evaluated the framework using 72 middle\-school mathematics teacher interview transcripts and a human\-consensus benchmark\. A factorial design compared instructed versus uninstructed prompts, few\-shot versus few\-shot plus chain\-of\-thought prompting, and single\-pass versus self\-consistency coding\. Twelve transcripts were used for prompt development and calibration, and 60 for the formal evaluation\. In the results, instruction consistently improved agreement\. Chain\-of\-thought further improved agreement under adequate instruction, and self\-consistency produced smaller, theme\-dependent gains but helped identify unstable decisions for human review\. Performance also varied by transcript characteristics\. Overall, the framework systematically structures and monitors LLM\-assisted qualitative coding while preserving human authority over coding decisions\.

## Submission history

From: Cheng Tang \[[view email](https://arxiv.org/show-email/cfbcfe21/2610.33205)\] **\[v1\]**Fri, 23 Oct 2026 18:52:09 UTC \(830 KB\)

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