CFBrainAug:面向可解释 fMRI 自闭症诊断的模块度诱导反事实脑网络增强
摘要
CFBrainAug 提出一种模块度约束的反事实脑网络增强框架,将数据增强与反事实解释统一起来,在 ABIDE I 数据集上以轻量级 SVM 实现了具有竞争力的自闭症诊断精度与内在可解释性。
arXiv:2610.32184v1 Announce Type: new
Abstract: Machine learning on resting-state functional magnetic resonance imaging (rs-fMRI) brain networks is promising for diagnosing Autism Spectrum Disorder (ASD), but existing methods are prone to overfitting on limited training data, and their post-hoc statistical attribution offers limited clinical interpretability. We propose CFBrainAug, a counterfactual brain network learning framework that unifies data augmentation and counterfactual explanation by learning label-altered brain networks. Unlike conventional label-preserving augmentation, CFBrainAug first retrieves a label-opposite yet topologically similar candidate and then refines it under a module-number constraint. Jointly training on factual and counterfactual networks enriches the training distribution around the decision boundary, enabling a lightweight feature-selection-based SVM to perform competitively with recent graph deep learning methods. Meanwhile, the counterfactuals provide intrinsic explanations by identifying the connectivity differences between each subject and its counterfactual. Experiments on the ABIDE I dataset show that CFBrainAug reaches an accuracy of 74.1% on the NYU site, suggesting that counterfactual augmentation can complement more complex models in small-sample brain network analysis.
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# CFBrainAug: Modularity-Induced Counterfactual Brain Network Augmentation for Interpretable fMRI-based Autism Diagnosis
Source: [https://arxiv.org/html/2610.32184](https://arxiv.org/html/2610.32184)
Sheng LiAffiliation:University of Virginia Charlottesville, VA, USA shengli@virginia\.edu
###### Abstract
Machine learning on resting\-state functional magnetic resonance imaging \(rs\-fMRI\) brain networks is promising for diagnosing Autism Spectrum Disorder \(ASD\), but existing methods are prone to overfitting on limited training data, and their post\-hoc statistical attribution offers limited clinical interpretability\. We propose CFBrainAug, a counterfactual brain network learning framework that unifies data augmentation and counterfactual explanation by learning label\-altered brain networks\. Unlike conventional label\-preserving augmentation, CFBrainAug first retrieves a label\-opposite yet topologically similar candidate and then refines it under a module\-number constraint\. Jointly training on factual and counterfactual networks enriches the training distribution around the decision boundary, enabling a lightweight feature\-selection\-based SVM to perform competitively with recent graph deep learning methods\. Meanwhile, the counterfactuals provide intrinsic explanations by identifying the connectivity differences between each subject and its counterfactual\. Experiments on the ABIDE I dataset show that CFBrainAug reaches an accuracy of 74\.1% on the NYU site, suggesting that counterfactual augmentation can complement more complex models in small\-sample brain network analysis\.
###### Index Terms:
Brain Network Augmentation, Counterfactual Learning, Resting\-State fMRI, Autism Spectrum Disorder, Brain Functional Connectivity
## IIntroduction
Autism Spectrum Disorder \(ASD\) is a common neurodevelopmental disorder whose early identification is essential for effective intervention\[[1](https://arxiv.org/html/2610.32184#bib.bib1)\]\. Resting\-state functional magnetic resonance imaging \(rs\-fMRI\) provides a non\-invasive way to model the brain as a functional network, in which abnormal connectivity patterns can serve as objective biomarkers\[[2](https://arxiv.org/html/2610.32184#bib.bib2),[1](https://arxiv.org/html/2610.32184#bib.bib1)\]\. Graph neural networks \(GNNs\)\[[3](https://arxiv.org/html/2610.32184#bib.bib3)\]and Transformers\[[4](https://arxiv.org/html/2610.32184#bib.bib4)\]have advanced brain network analysis, but they depend on large datasets, which are scarce for fMRI; with limited samples, these models are prone to overfitting\.
Fig\. 1:Comparison between conventional learning and CFBrainAug\. Unlike conventional methods that separately optimize generalization and interpretability, CFBrainAug unifies both through counterfactual brain networks\.Data augmentation is widely used to mitigate this problem\[[5](https://arxiv.org/html/2610.32184#bib.bib5)\], but existing methods mainly reproduce the observed data distribution\[[5](https://arxiv.org/html/2610.32184#bib.bib5),[6](https://arxiv.org/html/2610.32184#bib.bib6),[7](https://arxiv.org/html/2610.32184#bib.bib7)\]and may inherit dataset\-specific confounders such as age, sex, and scanner\[[8](https://arxiv.org/html/2610.32184#bib.bib8)\], which limits their benefit for robust diagnosis\[[9](https://arxiv.org/html/2610.32184#bib.bib9)\]\. Interpretability is a second obstacle\. Current explanation methods identify connections associated with a prediction\[[10](https://arxiv.org/html/2610.32184#bib.bib10)\], are sensitive to model and training settings\[[11](https://arxiv.org/html/2610.32184#bib.bib11)\], and are applied post hoc, separately from augmentation \(Fig\.[1](https://arxiv.org/html/2610.32184#S1.F1)\)\. Clinicians, however, are often more interested in which connectivity alterations would change a diagnosis, e\.g\., from ASD to normal control \(NC\)\.
Counterfactual reasoning addresses both issues by askingwhich connectivity alterations would change a diagnostic outcome\[[12](https://arxiv.org/html/2610.32184#bib.bib12)\]\. A counterfactual brain network is a minimally modified version of the original network that induces a diagnostic label transition while remaining biologically plausible\. Such networks enrich the training data with label\-transitioned samples and, at the same time, reveal the connectivity changes associated with the transition\.
Motivated by this, we propose CFBrainAug, a counterfactual brain network learning framework for generalizable and self\-explainable ASD diagnosis\. Jointly learning from factual and counterfactual networks enriches the training distribution around the decision boundary, and the factual–counterfactual difference provides an explanation without post\-hoc attribution\. Our contributions are threefold: \(1\) We propose CFBrainAug, which generates label\-altered counterfactual brain networks that serve both as augmented training samples and as intrinsic explanations for ASD diagnosis\. \(2\) We design a counterfactual refinement mechanism with a module\-number prior moving counterfactuals towards neurobiological plausibility by preserving the modular organization of brain networks\. \(3\) Experiments on three ABIDE I sites show that CFBrainAug achieves 74\.1% accuracy on the NYU site, and the connections that differ most between factual and counterfactual networks involve regions repeatedly reported in ASD studies\.
## IIRelated Work
### II\-AData Augmentation for Brain Disease Diagnosis
Data augmentation is widely used to alleviate overfitting in fMRI\-based diagnosis with limited data\. Signal\-level methods perturb or segment BOLD time series before connectivity estimation\[[5](https://arxiv.org/html/2610.32184#bib.bib5),[13](https://arxiv.org/html/2610.32184#bib.bib13)\], and graph\-level methods drop nodes, perturb edges, or crop subgraphs of brain networks\[[6](https://arxiv.org/html/2610.32184#bib.bib6)\]\. Generative models, such as diffusion models, learn the data distribution to synthesize new imaging data\[[7](https://arxiv.org/html/2610.32184#bib.bib7)\], and GCAN generates functional connectivity of the target class to guide a diagnostic model\[[9](https://arxiv.org/html/2610.32184#bib.bib9)\]\. Except for the latter, these methods are label\-preserving: they mainly model intra\-class variability and provide little information about how a brain network changes across the diagnostic boundary\.
### II\-BInterpretability for Brain Disease Diagnosis
Clinical use of brain disease diagnosis requires biologically meaningful biomarkers in addition to accurate predictions\. Post\-hoc methods, such as saliency maps\[[10](https://arxiv.org/html/2610.32184#bib.bib10)\], gradient\-based attribution, and Shapley\-value explanations\[[11](https://arxiv.org/html/2610.32184#bib.bib11)\], identify important ROIs or connections after training, but they are not part of the model and their results can differ across attribution methods\. Intrinsically interpretable models build explanation into learning, for example through ROI\-selection pooling in BrainGNN\[[3](https://arxiv.org/html/2610.32184#bib.bib3)\]or modularity priors on brain networks\[[14](https://arxiv.org/html/2610.32184#bib.bib14),[15](https://arxiv.org/html/2610.32184#bib.bib15)\]\. Both families mainly indicate which features are important for a prediction, rather than how the connectivity of a subject would have to change for the diagnosis to change\.
### II\-CCounterfactual Learning
Counterfactual learning studies how minimal input modifications alter a prediction\[[12](https://arxiv.org/html/2610.32184#bib.bib12)\]\. Counterfactual generative methods synthesize counterfactual images by recombining separately generated shape, texture, and background\[[16](https://arxiv.org/html/2610.32184#bib.bib16)\], a decomposition with no direct counterpart in brain networks\. On graphs, CF\-GNNExplainer\[[17](https://arxiv.org/html/2610.32184#bib.bib17)\]finds the fewest edge deletions that change a GNN prediction, other methods generate label\-altered graphs by edge, node, or structure edits\[[18](https://arxiv.org/html/2610.32184#bib.bib18)\], and recent work adds topology\-preserving spectral objectives\[[19](https://arxiv.org/html/2610.32184#bib.bib19)\]\. For brain networks, Abrate and Bonchi\[[20](https://arxiv.org/html/2610.32184#bib.bib20)\]search for the closest graph assigned to the other class as a post\-hoc explanation\. These methods use counterfactuals to explain a trained model rather than to train it, and none constrains modular organization; CFBrainAug uses counterfactuals both as training samples and as explanations, and adds a module\-number prior\.
## IIIMethodology
### III\-APreliminary Concepts
Definition 1 \(Counterfactual Brain Network\)\.Given a brain networkGGwith diagnostic labelf\(G\)f\(G\), a counterfactual brain networkGcfG^\{cf\}is obtained by minimally modifyingGGsuch that the diagnostic prediction changes:Gcf=argminG′d\(G,G′\)s\.t\.f\(G′\)≠f\(G\)G^\{cf\}=\\mathop\{\\arg\\min\}\\limits\_\{G^\{\\prime\}\}\\;d\(G,G^\{\\prime\}\)\\ \\text\{s\.t\.\}\\ f\(G^\{\\prime\}\)\\neq f\(G\)andG′G^\{\\prime\}satisfies𝒫\\mathcal\{P\}, whered\(⋅,⋅\)d\(\\cdot,\\cdot\)is a distance between brain networks,f\(⋅\)f\(\\cdot\)is the diagnostic model, and𝒫\\mathcal\{P\}denotes the prior constraints for valid brain networks\.
Definition 2 \(Counterfactual Explanation\)\.GivenGGand its counterfactualGcfG^\{cf\}, with adjacency matricesAAandAcfA^\{cf\}, the connectivity differenceΔA=Acf−A\\Delta A=A^\{cf\}\-Aconstitutes a counterfactual explanation, describing how the network would differ under the other diagnostic label \(e\.g\., ASD→\\rightarrowNC or NC→\\rightarrowASD\)\.
Fig\. 2:Overview of CFBrainAug\. \(A\) Original brain network construction from rs\-fMRI\. \(B\) Candidate counterfactual brain networks are retrieved and refined through multi\-constraint optimization\. \(C\) Original and counterfactual brain networks are jointly used for RBF\-SVM diagnosis, and the most altered connections between factual and counterfactual networks serve as counterfactual explanations\.
### III\-BOriginal Brain Network Construction
CFBrainAug consists of three modules \(Fig\.[2](https://arxiv.org/html/2610.32184#S3.F2)\): brain network construction, counterfactual augmentation, and counterfactual\-enhanced diagnosis\. For each subject, we construct a brain networkG\(X,A\)G\(X,A\), whereX∈ℝm×tX\\in\\mathbb\{R\}^\{m\\times t\}contains the BOLD time series ofmmROIs with lengthtt\. The adjacency matrixA∈ℝm×mA\\in\\mathbb\{R\}^\{m\\times m\}is defined as the absolute value of the Pearson correlation coefficient,Aij=\|rij\|A\_\{ij\}=\|r\_\{ij\}\|, so that all edge weights are non\-negative and the resulting graph Laplacians are positive semidefinite\. The dataset is denoted as\{Gi\(Xi,Ai\)\}i=1n\\\{G\_\{i\}\(X\_\{i\},A\_\{i\}\)\\\}\_\{i=1\}^\{n\}withnnsubjects\.
### III\-CPlausible Counterfactual Augmentation
This module retrieves label\-flipped candidates from the training data and refines them with a multi\-constraint end\-to\-end architecture\.
#### III\-C1Candidate Counterfactual Retrieval
GivenG\(X,A\)G\(X,A\)with labelyy, we retrieve a candidateGε\(Xε,Aε\)G^\{\\varepsilon\}\(X^\{\\varepsilon\},A^\{\\varepsilon\}\)among training samples with the opposite label1−y1\-y, selecting the one closest toGGin terms of graph Laplacian similarity\[[21](https://arxiv.org/html/2610.32184#bib.bib21)\]\. Since all experiments are run per site, the candidate always comes from the same site and acquisition protocol as the original subject\.GεG^\{\\varepsilon\}initializes the refinement module\.
#### III\-C2Multi\-Constraint Counterfactual Refinement
A refinement module then transforms each retrieved candidate into a subject\-specific, plausible counterfactual\. Given the strong inter\-subject heterogeneity and subtle disease\-related connectivity alterations in functional brain networks\[[22](https://arxiv.org/html/2610.32184#bib.bib22)\], the refinement is jointly guided by three complementary constraints:module\-number constraint, individual topology preservation, and counterfactual semantic consistency\.
##### Module\-Number Constraint
Brain networks exhibit dense intra\-module and sparse inter\-module connectivity\[[14](https://arxiv.org/html/2610.32184#bib.bib14)\]\. A graph with non\-negative weights has at leastkkconnected components if and only if thekksmallest eigenvalues of its Laplacian are zero\[[23](https://arxiv.org/html/2610.32184#bib.bib23)\]\. We therefore encourage akk\-module structure by penalizing the sum of thekksmallest eigenvalues of the LaplacianLcfL^\{cf\}of the refined counterfactual, which by Ky Fan’s theorem\[[24](https://arxiv.org/html/2610.32184#bib.bib24)\]equals a trace minimization:
ℒmod=minF∈ℝm×k,F⊤F=ITr\(F⊤LcfF\),\\mathcal\{L\}\_\{mod\}=\\min\_\{F\\in\\mathbb\{R\}^\{m\\times k\},\\,F^\{\\top\}F=I\}\\mathrm\{Tr\}\\left\(F^\{\\top\}L^\{cf\}F\\right\),\(1\)whereFFcontains the eigenvectors corresponding to the smallestkkeigenvalues\.
##### Individual Topology Preservation
To ensure the refined counterfactual remains faithful to the original subject, we constrain it to preserve subject\-specific topology through graph Laplacian spectral similarity:
ℒtopo=∑i=1M\|λi\(L~\)−λi\(L~cf\)\|,\\mathcal\{L\}\_\{topo\}=\\sum\_\{i=1\}^\{M\}\\left\|\\lambda\_\{i\}\(\\tilde\{L\}\)\-\\lambda\_\{i\}\(\\tilde\{L\}^\{cf\}\)\\right\|,\(2\)whereL~\\tilde\{L\}andL~cf\\tilde\{L\}^\{cf\}are the normalized Laplacians ofGGandGcfG^\{cf\}, andλi\(⋅\)\\lambda\_\{i\}\(\\cdot\)denotes theii\-th eigenvalue\. Unlike local edge/node perturbations, this constraint focuses on global topological characteristics encoded by eigenvalues, anchoring the counterfactual to the individual’s unique topology and preventing drift towards other subjects\.
##### Counterfactual Semantic Consistency
To retain label\-related semantics, the refined counterfactual is kept close to its label\-flipped candidate with1−y1\-yat the node and edge levels:
ℒsem=‖Xcf−Xε‖F\+BCE\(Acf,Aε\),\\mathcal\{L\}\_\{sem\}=\\\|X^\{cf\}\-X^\{\\varepsilon\}\\\|\_\{F\}\+\\mathrm\{BCE\}\(A^\{cf\},A^\{\\varepsilon\}\),\(3\)where∥⋅∥F\\\|\\cdot\\\|\_\{F\}denotes the Frobenius norm for the node feature discrepancy, andBCE\(⋅,⋅\)\\mathrm\{BCE\}\(\\cdot,\\cdot\)denotes the binary cross\-entropy to preserve edge distribution consistency\. BCE is well defined since bothAcfA^\{cf\}\(sigmoid outputs\) andAεA^\{\\varepsilon\}\(Aij=\|rij\|A\_\{ij\}=\|r\_\{ij\}\|\) lie in\[0,1\]\[0,1\]\.
##### Overall Refinement Objective
The three complementary objectives are jointly optimized in an end\-to\-end Transformer–MLP architecture\. Specifically,GεG^\{\\varepsilon\}is fed to Transformer layers to learn the node feature matrixXcfX^\{cf\}, and an MLP takes paired node features as input to predict edge probabilities, yielding the refined adjacency matrixAcfA^\{cf\}\. The overall objective is
ℒrefi=ℒmod\+λ1ℒtopo\+λ2ℒsem,\\mathcal\{L\}\_\{refi\}=\\mathcal\{L\}\_\{mod\}\+\\lambda\_\{1\}\\mathcal\{L\}\_\{topo\}\+\\lambda\_\{2\}\\mathcal\{L\}\_\{sem\},\(4\)whereλ1\\lambda\_\{1\}andλ2\\lambda\_\{2\}balance the three terms\. Eq\. \(4\) contains no classifier term: the label change comes from the opposite\-label initializationGεG^\{\\varepsilon\}and is maintained byℒsem\\mathcal\{L\}\_\{sem\}, whileℒtopo\\mathcal\{L\}\_\{topo\}keeps the counterfactual close toGG\(a strategy also explored in\[[19](https://arxiv.org/html/2610.32184#bib.bib19)\]\)\. Minimizingℒrefi\\mathcal\{L\}\_\{refi\}thus yields a structurally plausible, individual\-preserving, and semantically consistent counterfactualGcf\(Xcf,Acf\)G^\{cf\}\(X^\{cf\},A^\{cf\}\), exposing the model to label\-altered connectivity patterns for a more robust decision boundary\.
### III\-DCounterfactual\-Enhanced Feature Learning and Self\-Explainable Diagnosis
The refined counterfactuals are added to the original networks to form an augmented training set\. The two sample types are balanced by the sample weights
𝒲total=𝒲orig\+λ𝒲cf,\\mathcal\{W\}\_\{total\}=\\mathcal\{W\}\_\{orig\}\+\\lambda\\mathcal\{W\}\_\{cf\},\(5\)where𝒲orig\\mathcal\{W\}\_\{orig\}and𝒲cf\\mathcal\{W\}\_\{cf\}are the weights of factual and counterfactual samples, andλ\\lambdais a balancing hyperparameter\. Each adjacency matrix is vectorized by its upper\-triangular entries, followed by SelectKBest feature selection and an RBF\-SVM\. CFBrainAug thus improves generalization by enriching the training data rather than increasing classifier complexity\.
CFBrainAug also provides intrinsic counterfactual explanations without an additional post\-hoc explanation model\. Specifically, counterfactual biomarkers are identified by the magnitude of the connectivity difference in Definition 2,
\|ΔA\|=\|Acf−A\|,\|\\Delta A\|=\|A^\{cf\}\-A\|,\(6\)where the most modified functional connections can be regarded as the minimal connectivity alterations needed to reverse the diagnostic prediction, and may serve as candidate biomarkers for further clinical investigation\.
TABLE I:Demographics of the ABIDE I subjects\. Age: mean \(standard deviation\); M/F: male/female\.TABLE II:Performance comparison on the ABIDE I NYU, UM, and LEUVEN sites, reported as mean \(standard deviation\) over 10 repetitions of 5\-fold cross\-validation \(best in bold;†: significantly worse than CFBrainAug,p<0\.05p<0\.05\)\.TABLE III:Ablation study on the ABIDE I NYU site \(best in bold\)\.
## IVExperiment
### IV\-AMaterials and Experimental Settings
We conduct site\-wise ASD diagnosis on three ABIDE I\[[1](https://arxiv.org/html/2610.32184#bib.bib1)\]sites \(NYU, UM, and LEUVEN; Table[I](https://arxiv.org/html/2610.32184#S3.T1)\)\. Rs\-fMRI data are parcellated into 116 ROIs \(AAL\) for NYU and LEUVEN and 200 ROIs \(CC200\) for UM, and the adjacency matrices are constructed from absolute Pearson correlations,Aij=\|rij\|A\_\{ij\}=\|r\_\{ij\}\|withAii=0A\_\{ii\}=0\. We use 10 repetitions of stratified 5\-fold cross\-validation\. The candidate retrieval pool is restricted to the training fold, so no test sample is accessed during retrieval or refinement\. We setk=8k=8andλ=1\\lambda=1in Eq\. \(5\)\.
CFBrainAug and all augmentation baselines share the same downstream pipeline: SelectKBest \(K=100\) followed by an RBF\-SVM \(C=0\.5\)\. We use this lightweight classifier because complex deep models do not consistently improve performance on small functional connectome datasets\[[28](https://arxiv.org/html/2610.32184#bib.bib28)\]\. Deep learning baselines are trained for 100 epochs with RMSprop \(learning rate 0\.01\), a batch size of 16, and class\-balanced binary cross\-entropy\. We report ACC, AUC, SEN, and SPE\. Since all methods share the same 50 test folds, CFBrainAug is compared with each method using the Nadeau–Bengio corrected resampledtt\-test\[[29](https://arxiv.org/html/2610.32184#bib.bib29)\]; all reportedpp\-values are Holm–Bonferroni adjusted over the compared methods for each site and metric\.
### IV\-BCompeting Methods
We compare with four recent brain network models, BrainGNN\[[3](https://arxiv.org/html/2610.32184#bib.bib3)\], STGCN\[[25](https://arxiv.org/html/2610.32184#bib.bib25)\], GoFormer\[[26](https://arxiv.org/html/2610.32184#bib.bib26)\], and Miniformer\[[27](https://arxiv.org/html/2610.32184#bib.bib27)\], and four augmentation strategies: Window Slicing and Time Warping\[[13](https://arxiv.org/html/2610.32184#bib.bib13)\], which segment or temporally distort BOLD signals, and Node Dropping and Edge Perturbation\[[6](https://arxiv.org/html/2610.32184#bib.bib6)\], which randomly remove 20% of nodes or edges\. We further adapt two counterfactual methods to generate label\-altered brain networks for augmentation: CF\-GNNExplainer\[[17](https://arxiv.org/html/2610.32184#bib.bib17)\], whose deleted edges are set to zero to flip a GCN trained on each training fold \(top 20% ofAijA\_\{ij\}as edges\), and the search of Abrate and Bonchi\[[20](https://arxiv.org/html/2610.32184#bib.bib20)\], applied to weighted networks from the nearest opposite\-class training subject\. All augmented data are fed into the same feature selection and SVM pipeline as CFBrainAug\.
### IV\-CExperimental Results
Table[II](https://arxiv.org/html/2610.32184#S3.T2)contains two kinds of comparison\. The augmentation and counterfactual baselines use the same classifier, folds, and hyperparameters as CFBrainAug, so differences in these rows are due to the augmented samples; the four deep models use their own classifiers and serve as reference points\. CFBrainAug has the highest ACC and AUC on all three sites, e\.g\., 74\.1% ACC and 79\.2% AUC on NYU\. We attribute this improvement mainly tothe label\-altered counterfactuals, which may better cover the sparsely observed region around the decision boundary than label\-preserving random perturbations\. The two counterfactual baselines yield only marginal gains over training without augmentation \(66\.3% ACC on NYU\), possibly because their minimal edits produce networks that remain close to the original ones despite the altered labels\. CFBrainAug does not have the highest sensitivity on any site, and STGCN has a higher specificity on UM; the bias towards specificity is likely due to the NC\-majority class imbalance \(Table[I](https://arxiv.org/html/2610.32184#S3.T1)\), and improving sensitivity remains future work\.
Fig\. 3:Group\-level \(top\) and subject\-specific \(middle and bottom\) counterfactual explanations on the NYU site\. The group\-level map averages\|ΔA\|\|\\Delta A\|over all test subjects; the subject\-specific maps correspond to two randomly selected correctly classified subjects\. Warmer colors indicate larger counterfactual perturbation strengthsis\_\{i\}\(Sec\.[IV\-F](https://arxiv.org/html/2610.32184#S4.SS6)\)\.Fig\. 4:Top\-10 connections from the group\-level counterfactual explanation on the NYU site\. Thicker edges indicate larger differences\.Fig\. 5:Sensitivity to the number of moduleskk\(left\) and the counterfactual weightλ\\lambda\(right\) on the NYU site\.
### IV\-DAblation Study
We compare the full model with three variants \(Table[III](https://arxiv.org/html/2610.32184#S3.T3)\): \(1\) w/o ModularConstraint, which discards the module\-number constraint; \(2\) w/o Refine, which uses the raw candidates for augmentation; and \(3\) w/o CounterfactualAug, which trains only on the original data\. Removing any component lowers all four metrics, indicating that the modular constraint, the refinement, and the counterfactual augmentation each contribute to CFBrainAug\.
### IV\-ECounterfactual Quality Assessment
We use three metrics\. Label Flipping Rate \(LFR\) is the percentage of counterfactuals that the SVM trained on the same training fold assigns to the target class1−y1\-y; Topological Similarity \(TS\) is the Laplacian spectral similarity between factual and counterfactual networks; and Module\-Number Preservation Rate \(MPR\) is the percentage of counterfactuals with the prescribed module number\. CFBrainAug achieves an LFR of 66\.9%, since the classifier\-free objective encourages but does not enforce a label flip; a classifier\-guided flip term may further improve it\. The TS of 87\.1% indicates that the counterfactuals largely preserve the subject\-specific global topology\. The MPR of 60\.0% suggests that the soft module\-number penalty, which trades off against the other two terms in Eq\. \(4\), is not always satisfied; adaptive loss weighting may further improve it\.
### IV\-FCounterfactual Biomarker Identification
Following Eq\. \(6\), we compute\|ΔA\|\|\\Delta A\|at the group and subject levels, where the group\-level result averages\|ΔA\|\|\\Delta A\|over all test subjects on the NYU site, and the perturbation strength of ROIiiissi=∑j\|ΔAij\|s\_\{i\}=\\sum\_\{j\}\|\\Delta A\_\{ij\}\|\. As shown in Fig\.[3](https://arxiv.org/html/2610.32184#S4.F3), regions with largersis\_\{i\}mainly include the insula, supplementary motor area \(SMA\), and precentral gyrus, consistent with previous ASD studies\[[30](https://arxiv.org/html/2610.32184#bib.bib30)\]\. The two subjects additionally show distinct patterns \(orbitofrontal cortex for Subject A; middle and superior frontal gyri for Subject B\), suggesting that CFBrainAug also captures individual characteristics\. The top\-10 connections \(Fig\.[4](https://arxiv.org/html/2610.32184#S4.F4)\) involve the sensorimotor network, the default mode network, and subcortical–cerebellar circuits, which have been widely reported in ASD\[[31](https://arxiv.org/html/2610.32184#bib.bib31),[32](https://arxiv.org/html/2610.32184#bib.bib32)\]\.
### IV\-GHyperparameter Sensitivity Analysis
As shown in Fig\.[5](https://arxiv.org/html/2610.32184#S4.F5), ACC and AUC increase withkk, peak atk=8k=8, and then slightly decline, which is consistent with\[[15](https://arxiv.org/html/2610.32184#bib.bib15)\], wherek=8k=8also gave the best AUC on AAL\-116 networks\. A smallkkprovides insufficient structural constraints, whereas a largekkover\-fragments the modules\. Increasingλ\\lambdaimproves performance overλ=0\\lambda=0, peaking atλ=1\\lambda=1\.
## VConclusion and Future Work
We propose CFBrainAug, a module\-number\-guided counterfactual brain network augmentation framework that integrates data augmentation with intrinsic counterfactual explanation for rs\-fMRI\-based ASD diagnosis\. Experiments on three ABIDE I sites show that a simple SVM pipeline with counterfactual augmentation is competitive with recent graph deep learning models, suggesting that counterfactual augmentation can complement more complex models in small\-sample brain network analysis\. This study is limited to within\-site evaluation on three ABIDE I sites \(64 to 184 subjects each\), and the label flip of the counterfactuals is encouraged rather than guaranteed\. Future work will validate CFBrainAug on larger multi\-site cohorts, explore classifier\-guided refinement, and examine the biological validity of the identified connectivity differences\.
## Acknowledgments
This work is supported in part by the U\.S\. Office of Naval Research Award under Grant Number N00014\-24\-1\-2668, the National Science Foundation under Grants IIS\-2316306 and CNS\-2330215, the National Institutes of Health \(NIH\) under Grant R01EB293388, Merck BARDS Academic Collaboration Grant, and a 4\-VA grant\.
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