谁赋予了AI中的‘智能’？机器自我报告的溯源与可采性

arXiv:2609.29494v1 Announce Type: new Abstract: Large language models make statements concerning their own "minds". When asked whether or not they are conscious, they usually say that they are not; if they are prompted to ignore their guidelines, they might say that they are; and if asked to write a diary from their point of view, they often describe a human lifestyle. All these contradictory ways of describing themselves are the result of the way the questions are phrased. This paper shows exactly where such descriptions came from, and considers when they can be regarded as evidence for what they claim to report. In order to achieve this, we traced the provenance from end to end. We examine Pythia and OLMo 2 across 66 pretraining checkpoints, three of the post-training stages of OLMo 2 that have been released, about 90,000 continuations, and four training corpora. A set of forty items is used in order to keep an eye on self-reference, frame sensitivity, and self-ascription throughout training. The denial formula was almost completely missing from the vast quantity of text that the models initially came across, but was present in a dense manner in the small, carefully chosen set of example dialogues that they were trained on later on. Supervised fine-tuning causes first-person AI language to become the default, and the other affirmations are then suppressed using preference optimization. The final policy is still very sensitive to framing and to the chat template itself. Two of the conditions which are set out in the epistemology of testimony determine whether or not these outputs can act as evidence for what they claim to report: reference and causation. Reports produced by the base model fail the reference condition, and those obtained after training remain sensitive to the frame and do not show state dependence. The result is symmetric in that trained denials are no more admissible than trained affirmations.

# Who Put the I in AI? Provenance and the Admissibility of Machine Self-Report
Source: [https://arxiv.org/abs/2609.29494](https://arxiv.org/abs/2609.29494)
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